Insights

SEC_Enforcement_in_Financial_Reporting_and_Disclo

SEC Enforcement in Financial Reporting and Disclosure: Year-End 2021 Update

We are pleased to present our year-end update on financial reporting and issuer disclosure enforcement activity. This White Paper primarily focuses on the U.S. Securities and Exchange Commission's ("SEC") enforcement activity through the end of 2021 and discusses recent trends in SEC enforcement activity, as set out in the SEC Enforcement Division's Results for FY 2021.

Read the White Paper.

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