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SEC Dismisses In-House Proceedings Against Accountants Following Jarkesy (Harvard Law School Forum on Corporate Governance)

September 23, 2024 Reprint

David Peavler, Evan Singer, and Alexis Désiré write that in the wake of the U.S. Supreme Court's recent Jarkesy decision, the U.S. Securities and Exchange Commission dismissed two contested Rule 102(e) proceedings against accountants, suggesting that the agency believes these proceedings to be unconstitutional.

Reprinted with permission of theHarvard Law School Forum on Corporate Governance, published September 16, 2024.
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