Cases & Deals

  • Home
  • Practices
  • Swap dealer responds to CFTC enforcement inquiries concerning Dodd-Frank compliance and CCO reports

Share

Swap dealer responds to CFTC enforcement inquiries concerning Dodd-Frank compliance and CCO reports

December 2015

Client(s) Swap dealer

Jones Day represents a swap dealer in connection with CFTC inquiries relating to (i) compliance with various Dodd-Frank regulations, including compliance with SDR and EBC rules and (ii) its CCO Report.

Contacts

Before sending, please note:

Information on www.jonesday.com is for general use and is not legal advice. The mailing of this email is not intended to create, and receipt of it does not constitute, an attorney-client relationship. Anything that you send to anyone at our Firm will not be confidential or privileged unless we have agreed to represent you. If you send this email, you confirm that you have read and understand this notice.